Articles on Risk Management



Risk Management is the process of minimizing the risks in an organization. It starts with the identification and evaluation of risk followed by optimal use of resources to monitor and minimize the same.

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The Project management body of knowledge (PMBOK) has laid down 12 principles. This article discusses about the various principles of Risk Management.

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As per ISO 31000 Risk Management Process consists of the mailny 3 steps - Establishing the Context, Identification and Assessment.

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The process of risk management not only involves controlling the threats or reducing their negative effects. It is a much deeper concept that also involves risk avoiding as well as risk taking.

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This article explains the various approaches to risk management. The positive and negative impacts of following this approach have also been mentioned in this article.

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This article explains the concept of risk management policy. It also explains what the contents of this policy document should be and how it will guide the organizations actions in the future.

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This article explains the various types of measures of risk. It explains how these measures of risk are different from each other and have evolved through the years

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A good risk management plan carries number of tools and strategies to mitigate risk. The strategy may be to avoid risk or transfer a component of it another project so that the impact is reduced.

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A risk treatment is mainly a part of an effective risk management plan. It details with the strategies on how to deal with the various types of risks.

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The importance of Human Resource Management can not be neglected when companies are operating in such a volatile and unstable environment. The HRD plays a vital role in risk management.

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Enterprise Risk Management includes all the tools and processes employed by an organization to manage and control risks and grab more opportunities in the market place.

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Once the organization decides to go for Enterprise Risk Management, there are lots of considerations made for its successful implementation. Lets discuss these considerations in detail.

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In stock market there is a very strong relationship between risk and return. Generally, greater the risk, greater the is the return. Risk is therefore central to stock markets.

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Outsourcing or contracting out non-core services may deliver good results and substantial benefits to the organization. Nowadays, many company employ external sources and utilize their specialized services.

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This article examines the threats to organizations in the Digital Age. Using examples from the real world, we argue that organizations and business leaders have more to worry now than before and hence, they must anticipate the risks to the best possible extent and mitigate them as well. The discussion also includes threats and risks from Data Collection, Data Security, Human Resource Risks, and the very real aspect of Machines Taking over and making humans obsolete.

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This article explains the economic costs of MeToo movement. It lists the reasons why companies have reduced the hiring of women after the #MeToo scandal. It also explains why these economic costs are not only for the perpetrators but also the victims.

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This article lists the benefits of automating the claims settlement process. It also explains the best practices followed by different companies in detail.

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This article explains the concept of conflicts of interest in the insurance industry. It also explains how such conflicts of interest affect the various parties involved. Lastly, it emphasizes the need for education of customers in order to neutralize the problem.

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This article explains the cost structure within the insurance industry. The major drivers of costs are listed down in the article. Probable future changes to the cost structure have also been listed and explained.

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This article explains how drones are likely to impact the insurance industry. It lists down some of the most common uses of drones in the insurance sector. It also explains the possible monetary damages which are likely to occur when drones malfunction.

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This article explains the different ways in which healthcare is funded throughout the world. It explains the pros and cons of each system. Lastly, it also explains that no system is inherently right or wrong.

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This article explains the difference between an insurance broker and an insurance agent. It explains whom they represent, how they make money and who is accountable for the actions that are undertaken by them.

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This article explains the insurance fraud situation in India. It explains the common modus operandi used to conduct insurance fraud. It also explains the possible ways to reduce the losses that can be attributed to fraud.

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This article explains the rapid advancement of technologies within the insurance sector. It lists some of the major technological advancements that are making their way into the insurance sector and also provides a detailed explanation.

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This article explains how unemployment insurance works. Common misconceptions related to unemployment insurance have been cleared in this article. Many salient features of the scheme have been explained in detail.

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This article explains how insurance policies can help companies protect their key personnel against #MeToo claims. Details regarding which personnel are covered and what kinds of expenses are covered have been provided in this article.

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This article explains how the flood insurance market works in the United States. It also lists the major shortcomings of the National Flood Insurance Program. Finally, it explains the current as well as the future role that needs to be played by private insurance companies.

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This article explains the concept of pet insurance. It also lists the types of pet insurance policies. The rating factors which affect the premium have also been discussed.

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This article explains the insurance needs of the cannabis industry. It explains how state laws and federal laws have different points of view about the legality of the cannabis business. It lists the various insurance products that the cannabis industry is in need of.

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This article explains how food delivery apps increase the risks of insurance companies. It also explains the measures that need to be taken to mitigate such risks.

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This article explains the concept of captive insurance companies. It lists many of the benefits that accrue to the shareholders of the parent company when captive insurance companies are used instead of regular insurance companies.

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This article explains the concept of on-demand insurance services. It also explains why these services have come into existence. Lastly, it lists the challenges that on-demand insurance services will have to overcome to become mainstream.

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This article explains the concept of double insurance. It contrasts double insurance with reinsurance to bring out the difference between the two. A comparison based on various parameters has been provided in this article.

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This article explains why acts of terrorism are not covered under insurance. Firstly, it defines what is meant by insurance. Then it explains the major reasons why insurance companies usually exclude risks related to terrorism from their policies.

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This article lists some of the biggest challenges faced by microinsurance. It introduces the concept of microinsurance and explains why this financial product is of vital importance to many developing economies in the world.

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This article explains the concept of reinsurance. It explains why reinsurance is vital for the smooth functioning of the insurance industry. Lastly, it also lists the various types of reinsurance contracts that are commonly used. The pros and cons of each contract have also been listed.

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This article lists the different types of captive insurance companies. It explains the utility of each type of captive company and also explains how they are commonly used to save tax or to pool risks.

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This article explains the concept of peer to peer insurance. It lists the characteristics of peer to peer insurance and also explains the various challenges which are faced by this model as of now.

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This article explains the concept of risk management information systems. It also explains why there is a need for such an information system and also what the advantages of having such a system are.

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This article explains the concept of operational risk. It also explains the various drivers of operational risk. Real-life examples of events related to operational risk have also been shared in this article.

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This article explains how the management of operational risks became a part of mainstream risk management. It also explains how governments and various regulatory bodies have acted as a catalyst to ensure widespread implementation of these norms.

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This article explains the process of identification of operational risks. It explains the top-down approach and the bottoms-up approach which are used in most organizations across the world in order to identify risks. Lastly, it also explains why these approaches are not foolproof by discussing their shortcomings.

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This article explains the concept of operational risk exposures as well as operational vulnerabilities. It provides some examples of both exposures as well as vulnerabilities. The article also provides a way to differentiate between the two.

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This article explains the concept of risk control and self-assessment plan (RCSA). It explains the various stages of the process and the steps that need to be taken at each stage. It also explains the importance of the process.

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This article explains the concept of scenario analysis. It also explains the process used to conduct a scenario analysis as well as the limitations of the scenario analysis approach.

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This article explains the concept of key risk indicators. It explains how key risk indicators are an important part of the advanced measurement approach suggested by the Bank of International Settlements (BIS).

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This article explains the various approaches which have been recommended by the Bank of International Settlements under the Basel norms in order to set aside capital for operational risks. The pros and cons of each approach have been mentioned in this article.

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This article explains the seven categories of risks that have been propounded in the Basel norms by the Bank of International Settlements. The details of risks in each category as well as their importance have been highlighted in this article.

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This article explains the various cause categories of operational risk management. It then explains how these cause categories help to classify the various types of operational risks and develop mitigation plans for them.

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This article explains the concept of the loss distribution approach. It explains the importance of the loss distribution approach. Finally, it also explains the step-by-step approach which is used to mathematically derive the loss distribution approach.

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This article explains the concept of the COSO framework for internal controls management. It explains how the COSO framework was created by combining the work of several organizations. It also explains the three dimensions of the COSO framework and the steps involved in implementing the COSO framework.

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This article explains the concept of credit rating terminology. It also explains the different types of terminologies that are used as well as how they should be interpreted.

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This article explains the different mechanisms there are for measuring exposure. It explains the meaning of terms such as gross, net, potential, and adjusted exposure as well as how these terms are used in the risk management process of any company.

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This article explains the concept of credit events. It explains how there are different types of credit events with different impacts on the borrower and lender. The relation between these credit events and the derivative contracts has also been mentioned in this article.

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This article explains the concept of active credit portfolio management. It explains how this approach differs from the traditional approach used by banks. It also explains the advantages of using this approach in the long run.

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This article explains why developing metrics to measure credit risk is more complicated as compared to other risks. It also explains the different metrics which are commonly used in the credit risk management process.

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This article explains the concept of credit derivatives. It explains how credit derivatives solve many problems and hence are beneficial. It also provides some insight into the shortcomings of these financial instruments.

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This article explains the concept of credit-linked notes. It tries to simplify the complicated mechanism of issuing a credit-linked note. It also explains how the cash flow of all parties will be impacted in case different credit scenarios do take place.

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This article explains the concept of credit default swaps. It explains how credit default swap contracts work and how they are settled. The benefits derived by various parties by signing this contract have also been discussed in this article.

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This article explains the limitations related to credit default swaps. It explains the various shortcomings with special emphasis on naked CDS which is widely regarded as being a dangerous and destructive strategy.

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This article explains the concept of total returns swap. It explains how the total returns to swap can be used to mitigate credit risk arising from purchasing a bond or a portfolio of bonds. Variations of the total returns swap have also been discussed.

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This article explains the concept of mark to market accounting. It also explains the advantages and disadvantages of using the mark to market accounting and how it helps in managing credit risk.

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This article explains the concept of netting, closeout, and acceleration as it relates to contracts. It also explains how these provisions can be built into the counterparty contracts in order to reduce the credit risk.

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This article explains the concept of the expected default frequency (EDF) model. It tries to explain, in simple words, this model which is based on complex mathematical calculations. The basic components of the expected default frequency (EDF) model have been broken down and explained.

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This article explains the concept of Altman's Z score model. It explains the history behind how the model was developed. It also discusses the effectiveness and the shortcomings of this model.

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This article explains the concept of unexpected losses and economic capital. It also explains how unexpected losses and economic capital are calculated and how this calculation helps in predicting the credit risk with a high degree of accuracy.

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This article explains the concept of stress testing. First, it defines stress testing, and then it explains the various types of stress testing techniques that are used by organizations across the globe.

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This article explains the concept of corporate governance. It explains how corporate governance relates to credit risk. It explains some of the common ways in which the interests of creditors are harmed in the absence of appropriate corporate governance.

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This article explains the concept of exit strategies in credit risk management. It also explains the various mechanisms used while employing exit strategy. Also, it explains the reasons why an exit strategy is important.

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This article explains the reasons why market risk management has developed so much in the past few decades. The underlying reasons and the relevant macroeconomic factors have been discussed in detail.

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This article explains the basic concept of value at risk (VaR). It explains why value at risk (VaR) is an important model when it comes to market risk management. It also explains how the value at risk (VaR) number is interpreted in different organizations.

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This article explains the three models which are commonly used in value at risk (VaR) calculations. It explains how these models differ from one another. It also explains the advantages and disadvantages of each model.

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This article explains the concept of the marginal, component as well as incremental value at risk (VaR). It explains why calculating these different types of value at risk (VaR) metrics is necessary. It also explains how these metrics are used in order to increase the efficiency of market risk management.

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This article explains how the practical implementation of value at risk is different from the theoretical construct of value at risk. The details of the differences as well as how to reconcile them have been mentioned in this article.

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This article explains the concept of backtesting and how it related to value at risk (VaR). It explains the types of backtesting. Lastly, it also explains the limitations present in the backtesting model.

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This article explains the concept of market risk limits. It explains how these limits impact the traders. It also explains how the various types of market risk limits used in trading firms.

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This article explains the concept of tail risks. It also explains the concept of a fat tail. It then discusses ways to mitigate the risks that arise from these tails. Lastly, it also discusses whether hedging these risks is worthwhile or whether the risks should just be left unhedged.

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This article explains how market volatility need not be negative. Instead, it explains how firms which have a certain competitive advantage and organizational culture are able to consistently convert volatility to profit.

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This article explains the concept of volatility as well as risk. It explains the nuances which separate the two closely related concepts. The distinguishing characteristics of both volatility, as well as risk, have been discussed. Also, the benefits of volatility have been listed in this article.

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This article explains the importance of data quality in credit risk management. It explains the common issues which reduce the quality of data. It also explains the concept of data governance, data validation, and data quality inspection in detail.

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This article explains the importance of data quality in the risk management process. It lists the various types of costs that have to be borne by an organization when the data quality is poor. It also lists the types of metrics that are used in organizations in order to measure and control the data quality.

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This article explains the concept of corporate risk governance. It explains the purpose behind the formation of the committee. It also explains the procedure followed in order to form this committee. The communication link between this committee and the general shareholders has been described in this article.

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This article explains the common mistakes made by the market risk management department. It explains how each of these mistakes can lead to failure to meet the objectives of the department.

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This article explains the common mistakes made in the field of risk management. It also explains the reasons behind these mistakes and what must be done in order to avoid them.

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